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Great Women in Compliance

By: Lisa Fine and Hemma Lomax
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  • Summary

  • For a long time, compliance was perceived as a part of the larger legal world. Today, compliance is its own profession—a place where people work tirelessly to make the world a better place, one where doing the right thing is the standard for everyone. There are a lot of amazing and inspirational women who have helped the compliance field develop into what it is today, and women are joining this field every day. They are leading the work on cutting-edge issues and breaking barriers for women. Join Hemma Lomax and Lisa Fine as they talk with women in compliance who are making a difference. This podcast is part of the Compliance Podcast Network.
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Episodes
  • Jess Nall on Defending Tech Innovators

    Jess Nall on Defending Tech Innovators
    May 1 2024
    Welcome to the Great Women in Compliance Podcast. In this episode, Hemma visits with Jess Nall, a partner at Baker McKenzie. Jess is a leader of Baker McKenzie’s AI and Cyber practice and leads the Firm’s government defense practice in the US heart of technological innovation, the San Francisco Bay Area. For more than twenty years, Jess has defended technology innovators in high-profile federal and state government enforcement and investigations involving AI, cyber-security, algorithmic price-fixing, economic espionage, and trade sanctions. With two decades of tech law experience under her belt and playing a pivotal role in various global technology enforcement cases, Jess has a grounded understanding of the complexities surrounding AI compliance and enforcement. She highlights the rapidly evolving global regulation and the increasing pressure it places on compliance professionals. Jess advocates for a proactive approach to comprehension and readiness for the enforcement and governance aspects of AI, encouraging clients to have robust good faith narratives that illustrate their compliance efforts. This perspective is formed not only from her substantial professional experience but also her deep understanding of the potential risks and malpractices related to the use of AI technology. Key Highlights: AI Regulations: Impact on Businesses and Compliance Navigating Risks in AI Compliance and Enforcement Deceptive AI Marketing Practices in Industry Fostering Collaboration for AI Compliance Success Enhancing Regulatory Compliance with AI Analytics Enhancing Legal Access with AI Translation Resources: Join the Great Women in Compliance community on LinkedIn here. AI Strategy: The Whole Brain Approach Will Win in forbes.com
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    38 mins
  • Nick Gallo on Being an Ally

    Nick Gallo on Being an Ally
    Apr 24 2024
    Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a great friend of GWIC, Nick Gallo, co-CEO at Ethico. Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a Great Gentlemen in Compliance, Nick Gallo, co-CEO at Ethico. Nick started his career in private equity, and when he and his brother Gio wanted to grow a business together, they both saw the opportunity to build something that would benefit the compliance space. Nick’s view about being an ally was shaped when he was young and saw his mother’s challenges as a woman in male-dominated industries and continues through today where he is an advocate for supporting women and diversity, particularly in Ethics and Compliance. Nick and Lisa discuss the importance of being proactive as an ally, and to constantly try to improve our workplaces, whether that is speaking up against injustice or supporting those who may not be heard. They also speak about how unique and special this profession, and this community are, and the importance of building the next generation of compliance leaders and the women in the profession. Key Highlights · Advocacy for Equality and Workplace Support · Active Allyship for Positive Social Change · A Mentorship's Role in Professional Development Journeys · Fostering Inclusivity for Diverse Women in Compliance · Fostering Transparency and Fairness in Hiring Resources Join the Great Women in Compliance community on LinkedIn here.
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    29 mins
  • Amy Mertz Brown on Financial and Regulatory Compliance

    Amy Mertz Brown on Financial and Regulatory Compliance
    Apr 16 2024
    Welcome to the Great Women in Compliance Podcast! In this episode, Lisa visits with Amy Mertz Brown, the SVP Chief Compliance and Privacy Officer at BECU. Amy started her career in the US government, where she was one of the first leaders at the Consumer Financial Protection Bureau and was formerly the Chief Compliance Officer at the US Securities and Exchange Commission. She discusses the similarities and differences between her government and in-house regulatory experiences, and the importance of specific training and detailed work instructions in highly regulated industries. Amy also shares how she has built her career, and what she views as important in deciding on taking on a new role. Amy and Lisa also talk about Reshma Saujani’s views about imposter syndrome, rather than looking at the reasons someone feels like an imposter and questioning the concept and how it impacts women. Key Highlights: Regulatory Compliance in the Government and in the Private Sector Regulatory Compliance Through Monitoring and Training Navigating Evolving Financial Regulations Questioning the Imposter Syndrome Join the Great Women in Compliance community on LinkedIn here.
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    23 mins
Economics
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