SIE Exam Study Guide

Test Prep to Pass the Security Industry Essentials Exam (FINRA CERTIFICATIONS): Practice Questions & Complete Review Edition - Contains Hundreds of Practice Test Questions

By: Evan Benitez

Narrated by: C.S. Cyan, dNathanielWilliamsVO

If you want to pass the SIE exam, but don’t have a lot of time for studying, pay attention....

SIE Exam Test Prep Study Guide

You are no doubt a busy professional with a lot of things going on! It can be challenging to find the time to study in preparation for the SIE exam. However, the truth is that the SIE test is a challenging test. It is normal to have some anxiety about taking this test.

Thorough preparation cannot be overlooked. That is why the author Evan Benitez, a securities professional, developed the SIE EXAM PREP Study Guide! This edition is a practice questions & complete review edition. It covers all essential concepts found on the exam from all categories of the exam. It contains hundreds of practice questions. You can listen to it wherever life takes you! Its sections include:

• Introduction to the SIE Exam
• Understanding Basic Securities
• Core Concepts: Understanding Securities
• The Primary and Secondary Markets
• Regulatory Framework and Agencies
• Investment Companies and Mutual Funds
• Business Economic Factors
• Regulatory Framework in the Securities Industry
• Types of Market Participants
• Understanding Financial Statements
• Primary and Secondary Markets
• Customer Accounts and Trade Processing
• Investment Companies and Products
• Fixed Income Securities
• Understanding Financial Statements
• Options and Derivatives
• Taxation and Retirement Accounts
• Economic Factors and Business Information
• Ethics and Professional Conduct
• Ethics and Professional Responsibilities
• Risk Management
• Retirement Plans
• Capital Markets and Instruments
• Insurance Products
• Analyzing Securities
• Margin and Leverage
• Practical Study Techniques
• Conclusion

Each section is divided into further subsections making sure all aspects of the exam are covered! If you listen to our study guide and take the time to really understand the concepts, we are confident you will pass the test and be on your way to a rewarding career!

So, go ahead and buy this book today!

©2024 Robert Ayala (P)2024 Robert Ayala

Excellent Resource for SIE Exam Prep!

Evan Benitez has done an outstanding job with this audiobook. The content is thorough, and the practice questions are incredibly helpful. I listened to it multiple times and felt fully prepared for the exam. If you’re serious about passing the SIE exam, this audiobook is a must-have!

Well worth the investment.

Great content and very thorough. The added practice questions gave me the extra practice I needed. Well worth the investment.

A Game-Changer! 🎧

This audiobook made studying for the SIE exam so much more manageable. I'm a hands-on learner, and just reading a textbook wasn't cutting it. Listening to the material while commuting and at the gym was a total game-changer. The narration by C.S. Cyan and Nathaniel WilliamsVO is clear, concise, and easy to follow. This is the perfect companion to a traditional study guide. Highly recommend!

Convenient and Comprehensive!

I loved how I could study for the SIE exam while commuting or doing chores. This audiobook covers everything you need to know, and the practice questions are spot-on. Evan Benitez did an excellent job breaking down complex topics into digestible sections. I felt confident and well-prepared on exam day!

A Must-Have for SIE Exam Prep!

This audiobook is worth every penny. The content is comprehensive, and the practice questions are challenging but fair. I appreciated the real-world examples and tips throughout the book. Thanks to Evan Benitez, I passed the SIE exam with flying colors. I highly recommend this to anyone preparing for the exam!