Innovation in Compliance with Tom Fox Podcast Por Thomas Fox arte de portada

Innovation in Compliance with Tom Fox

Innovation in Compliance with Tom Fox

De: Thomas Fox
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Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.Thomas Fox Economía Gestión Gestión y Liderazgo Política y Gobierno
Episodios
  • Carole Switzer on Mastering GRC, the AI-Enabled Law Firm, and the Future of Legal Leadership

    Carole Switzer on Mastering GRC, the AI-Enabled Law Firm, and the Future of Legal Leadership
    Apr 14 2026
    Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with GRC expert and OCEG co-founder Carole Switzer. They highlight her new books, “Mastering GRC: The Lawyer’s Guide to Success in Governance, Risk and Compliance” and “The AI-Enabled Law Firm” (co-authored with Lee Denner). Carole explains she wrote “Mastering GRC” to help lawyers applying legal skills in GRC roles move from reactive problem-solvers to proactive enterprise leaders by embedding in business objectives, asking better questions, and collaborating across audit, risk, legal, and compliance. She recounts OCEG’s origins and its GRC Capability Model, certifications, and global growth. Carole discusses balancing legal oversight with business partnership, including the risks of privilege when acting in business roles. Looking ahead, she predicts rapid AI-driven change in legal practice, stressing technology and data-meaning (“semantic layer”) issues, and the need to adapt existing GRC frameworks for speed and volatility. Key highlights: Why These Two Books From Counselor to Leader Integrated Governance Mindset How OCEG Built GRC Standards Oversight vs Business Partner Future of Legal GRC and AI Managing Volatility With Frameworks Resources: Carole Switzer on LinkedIn OCEG The AI-Enabled Law Firm Mastering GRC: The Lawyer’s Guide to Success in Governance, Risk and Compliance Innovation in Compliance, a multi-award-winning podcast, was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    32 m
  • Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine Surgery

    Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine Surgery
    Apr 7 2026
    Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Dr. Rohan Lall, a clinically trained Neurological Surgeon and Chief Medical Officer of SynerFuse, about innovation in spine surgery and the compliance infrastructure needed to support it. Dr. Lall Law explains TLIF (transforaminal lumbar interbody fusion) and ETLIF, which integrates direct nerve root stimulation into reconstructive spine surgery to address persistent pain from chronically injured nerves even after decompression and fusion. Dr. Lall describes the innovation as team-driven, highlighting collaboration and detailing the regulatory path for a novel Class III device, including a feasibility proof-of-concept study, third-party data management, and an independent data and safety monitoring board. Dr. Lall outlines how compliance leaders should align with business speed while managing FDA requirements, data integrity, ethics, and risk, and he notes future impacts from neuromodulation, robotics, and image guidance. Key highlights: Back Surgery Basics and Electrified TLIF Explained Innovation Origin Story Regulatory and Collaboration Hurdles Clinical Trials and Data Integrity How Compliance Can Help Innovators Resources: Dr. Rohan Lall on LinkedIn Synerfuse Company Website Innovation in Compliance is a multi-award-winning podcast that was recently ranked Number 4 in Risk Management by 1,000,000 Podcasts.
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    21 m
  • From MVP to MVF: Governing AI Agents with Guardrails, Policy-as-Code, and Board Oversight with Aravind Parthasarathy

    From MVP to MVF: Governing AI Agents with Guardrails, Policy-as-Code, and Board Oversight with Aravind Parthasarathy
    Mar 31 2026
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with Aravind Parthasarathy, client partner at New Rocket, a ServiceNow implementation company focused on helping large enterprises adopt agentic AI. They discuss the shift from viewing AI as a tool to treating it as an operator with humans as mentors handling exceptions, and what this means for compliance, GRC, and risk management. Arvin contrasts minimum viable product (MVP) with minimum viable function (MVF), emphasizing end-to-end autonomous business functions, probabilistic performance, and continuous learning. They cover governance needs including guardrails, policy-as-code, auditability of agent decisions, monitoring for model drift, and automating “trust but verify.” Arvin provides a telecom outage troubleshooting example with compliance notification obligations, addresses board-level AI governance using emerging standards like ISO 42001, suggests KPIs (accuracy, autonomy) and recalibrating operational metrics, and introduces “context graphs” to capture decision data over time. Key Highlights · AI From Tool to Operator · Compliance in the MVF Era · Trust but Verify at Scale · Scaling to Multi Agent Systems · Board Level AI Governance · Misconceptions and Practical Next Steps Resources Aravind Parthasarathy on LinkedIn New Rocket website Innovation in Compliance is a multi-award winning podcast was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts
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    28 m
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