Episodios

  • Real-Time Fraud Prevention Strategies for Financial Loss Prevention with Vince Walden

    Real-Time Fraud Prevention Strategies for Financial Loss Prevention with Vince Walden
    Jun 17 2025
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, I cross post an episode from the BCG Podcast, where host Hanjo Siebert visits with konaAI CEO Vince Walden. Walden is a prominent advocate for interdepartmental collaboration, particularly in the realm of compliance and fraud risk management. With his company specializing in AI-driven compliance solutions across diverse industries, Walden stresses the necessity of breaking down data silos to foster transparency and enhance communication among internal auditors, compliance teams, and IT departments. He sees collaboration as a strategic imperative driven by data and governance, emphasizing that data should be the ultimate equalizer, promoting a culture of collaboration to effectively achieve organizational goals. By leveraging shared data sources and advanced technology, Walden believes organizations can improve oversight, detect potential fraud, and address data privacy issues, ultimately enhancing their ability to prevent financial losses and maintain regulatory compliance. Key Highlights · Breaking Down Data Silos for Collaboration · Enhancing Collaboration Through Data Transparency and Technology · Unified Data Approach for Enhanced Fraud Prevention · Advanced Fraud Detection with Machine Learning · Proactive Monitoring for Financial Security Resources Vince Walden on LinkedIn KonaAI Original Podcast Recording Tom Fox Instagram Facebook YouTube Twitter LinkedIn Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    27 m
  • The Critical Importance of Mobile Application Security: Insights from Subho Halder

    The Critical Importance of Mobile Application Security: Insights from Subho Halder
    Jun 10 2025
    Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Subho Halder, the CEO & Co-Founder of Appknox, to discuss the often-overlooked yet crucial topic of mobile application security in the corporate compliance world. Halder shares his extensive background in mobile app security, including developing the first mobile malware and presenting at prestigious conferences like Black Hat and DEF CON. The conversation covers the evolving market need for specialized mobile app security tools, the unique challenges faced by mobile applications compared to web applications, and the critical importance of integrating security early in the development lifecycle—a concept known as the ‘left shift’ approach. Halder also explores AI-powered cyberattacks and how Appknox is utilizing AI to develop defensive strategies. The discussion highlights regulatory blind spots in the US regarding mobile security, the challenges of managing mobile app security in large multinational corporations, and best practices for ensuring robust mobile app security. Key highlights: Market Need and Opportunity for AppKnox Appknox Security Assessment of Perplexity’s Android App Regulatory Blind Spots in US Cybersecurity Frameworks Engaging with Large Multinational Companies AI-Powered Cyber Attacks and Defensive Strategies Importance of the Left Shift Approach in Mobile App Security Resources: Subho Halder on LinkedIn Appknox Appknox Resources Page Appknox Blog: Is Perplexity AI Safe to Use? Security Flaws in the Android App Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    28 m
  • Integrating AI in Compliance and Risk Management with Jana Brost

    Integrating AI in Compliance and Risk Management with Jana Brost
    Jun 3 2025
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Jana Gross, Chief Operating Officer at myCOI, the sponsor of this podcast. We chat about the intersection of compliance, risk management, and AI. Jana discusses her background in high-growth business process outsourcing and data analysis, and how she joined my COI. She explains the concept of Certificates of Insurance (COIs) and their importance in managing risk for companies. The conversation delves into how my COI helps vendors and owners manage their insurance requirements more efficiently using AI, highlighting key industry shifts and the impact of AI on speed, accuracy, and user experience. Jana also discusses the future of AI in risk management and its potential to drive employee engagement and company culture. Key Highlights · Understanding COIs in Construction · Risk Management and Insurance · Evolution of COI Management with AI · AI's Impact on Vendors and Owners · Customer Expectations and AI · Future of AI and Company Culture Resources Jana Brost on LinkedIn myCOI Tom Fox Instagram Facebook YouTube Twitter LinkedIn Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    25 m
  • Break the Five Lies: A Conversation with John Kormanik

    Break the Five Lies: A Conversation with John Kormanik
    May 27 2025
    Innovation comes in many areas, and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with John Kormanik, author of the book ‘Break the Law: Five Lies Lawyers Tell Themselves and What to Do Instead.’ John shares his extensive legal background, spanning 25 years in criminal defense, and how his journey led him to write a book aimed at addressing the self-limiting beliefs prevalent in the legal profession. The conversation delves into the five lies lawyers commonly tell themselves, including the myths that constant work is necessary for success and that busyness equates to productivity. John provides actionable insights on how lawyers can overcome these lies, avoid burnout, and create a more fulfilling professional life. We also explore the importance of legacy, the concept of ‘leadership alchemy,’ and the critical role of being open to personal and professional growth. Key highlights: Writing ‘Break the Law’ The 5 Lies Legacy and Paying It Forward Leadership Alchemy and Coaching Resources: John Kormanik on LinkedIn John Kormanik on Instagram John Kormanik Coaching on YouTube John Kormanik Website Break the Law Intro Burnout Proofing Tactical Guide Edge Index Assessment Tom Fox Instagram Facebook YouTube Twitter LinkedIn Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    30 m
  • Staying the Course in Compliance: Insights from Kristy Grant-Hart

    Staying the Course in Compliance: Insights from Kristy Grant-Hart
    May 20 2025
    Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Today, we begin a 3-part podcast series sponsored by Diligent with Clint Palermo, Kristy Grant-Hart, and Stephanie Font. In Part 3, Tom is joined by Kristy Grant-Hart, Vice President and Head of Compliance Advisory Services at Spark Compliance Consulting, a Diligent brand, about the state of compliance in the wake of recent changes to FCPA enforcement. They discuss the importance of staying consistent with compliance programs, the role of regulatory bodies worldwide, and the practical implications of modern slavery and trade sanctions. Kristy emphasizes the need for a strategic focus on forward-looking risks and the benefits of combining Diligent's software capabilities with expertise in compliance services. They also underscore the importance of maintaining psychological safety and a speak-up culture within organizations. Key highlights: The Importance of Consistency in Compliance The Power of Combining Compliance Services with Technology Strategic Focus for Compliance Officers Resources: Kristy Grant-Hart on LinkedIn Spark Compliance Visit Diligent Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    17 m
  • Innovative Approaches to Compliance and Training with Catherine Choe

    Innovative Approaches to Compliance and Training with Catherine Choe
    May 15 2025
    Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxeanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance. In this episode, Roxeanne Petraeus sits down with Catherine Choe, Chief of Staff to the Chief Legal Officer at Zendesk to discuss Choe’s unique career path leading to her current role at Zendesk. The conversation delves into compliance best practices, highlighting Choe’s insights on making training programs effective and engaging. They explore the implementation of innovative approaches like the ‘test out’ feature and the potential impact of AI on compliance. The discussion underscores the importance of a customer-centric approach and adaptability in compliance training. Key highlights: Catherine Choe’s Career Journey Best Practices in Compliance Operationalizing Compliance Training Innovative Approaches: Test Out AI’s Impact on Compliance Feedback and Customization Resources: Catherine Choe on LinkedIn Zendesk Website Zendesk on LinkedIn Ethena Website Roxanne Petraeus on LinkedIn Ethena on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    21 m
  • Navigating Regulatory Changes and Compliance in Trade and Data Privacy with Stephanie Font

    Navigating Regulatory Changes and Compliance in Trade and Data Privacy with Stephanie Font
    May 13 2025
    Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Today, we begin a 3-part podcast series sponsored by Diligent with Clint Palermo, Kristy Grant-Hart, and Stephanie Font. Part 2 discusses navigating regulatory changes and compliance in trade and data privacy. In this episode, host Tom Fox converses with Stephanie Font, Director for Operations Optimization Group at Diligent, to discuss the ever-evolving landscape of economic sanctions, trade policies, and data privacy. Font shares insights on how businesses can stay compliant amidst rapid regulatory changes, emphasizing the importance of continuous monitoring, thorough due diligence, and understanding one’s business partners. The conversation also touches on new regulatory trends such as BIS address specifications, Mexican cartels being designated as FTOs, and the implications of the Uyghur Forced Labor Prevention Act. Key highlights: Economic Sanctions and Trade Policy Compliance and Business Operations Staying Updated on Regulatory Changes Cartels and Foreign Terrorist Organizations Data Privacy and Cybersecurity Human Rights and Business Culture Resources: Stephanie Font on LinkedIn Visit Diligent Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    20 m
  • Exploring the Intersection of Compliance, Technology, and AI with Ben Sperry

    Exploring the Intersection of Compliance, Technology, and AI with Ben Sperry
    May 8 2025
    Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxeanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance. In this episode, Roxanne Petraeus explores the intersection of compliance, technology, and AI with Ben Sperry, Deputy Chief Compliance Officer at Bestow. Sperry is a tech-driven life insurance provider that shares its journey from political science and legislative analysis to its current compliance role. The discussion delves into Bestow’s innovative approach to making life insurance accessible through technology and the challenges and strategies of implementing effective compliance training programs. Sperry highlights the importance of employee engagement and specific training tailored to different roles and departments. He also discusses the increasing significance of AI in the compliance landscape, both in terms of governance and practical application, and shares insights on using AI to enhance training effectiveness. The episode discusses the value of close vendor support and technical integration to streamline compliance processes. Key highlights: Bestow’s Unique Approach to Life Insurance Challenges and Strategies in Compliance Training Leveraging AI in Compliance Future Trends and Final Thoughts Resources: Ben Sperry on LinkedIn Bestow on LinkedIn Bestow Website Ethena Website Roxanne Petraeus on LinkedIn Ethena on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    24 m
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