Do you want to avoid SEC investigations?  Or least manage them more effectively? Learn a bit about how the SEC launches and runs investigations without actually being subject to one.

In this episode, I interview Jim Etri - Assistant Regional Director of the Dallas/Fort Worth section.*

• Even if you have signed an NDA with your (ex)employer, there are protections in place for whistleblowers.
• We also discussed why self-reporting potential securities violations may be the smartest thing to do.

* - his views are his own and not officially those of the SEC.

In this episode, Jason and I explore impact investing with Michael.*  Michael is an impact investor and we dive into motivations, themes and measurements of the efficient use of capital.

There is a human interest story in this episode and we hope you find value in our exploration of some of Michael's motivations and investment themes (reducing harm, providing jobs and empowering people).

* - We have withheld Michael's last name to respect his and his family's right to privacy.

In this episode - number 2 in the Impact Investing trilogy - we discuss in more detail:

• participants in the impact investing space, including the GIIN and SEAF
• metrics, assessment and analytical tools, including the vital role of an investor's intent
• approaches an investor may want to consider

We hope you derive value from our insights.