What Laws Affect Securities Offerings?

What laws and regulations do companies need to consider when raising capital through private and public offerings? This week, the KVCF team discusses the ‘33 Act, ’34 Act, and other laws and bodies that regulate securities transactions. What players are governed by which laws? What’s FINRA and how are companies affected by its authority? Do you need to comply with Blue Sky laws? These are just a few of the questions that will be discussed in today’s episode. This brief overview of the legal landscape sets the stage for Episode 5 – “What Are the Differences Between Private and Public Offerings?”