Conquer the NASAA Exams: Your Guide to Series 63, 65, and 66 from the North American Securities Administrators Association

Prepare for the NASAA State Law and Investment Adviser Licensing Exams

By: Philip Martin McCaulay

Narrated by: Virtual Voice

Conquer the NASAA Exams: Your Guide to Series 63, 65, and 66 from the North American Securities Administrators Association is a concise and practical overview designed to help test-takers master the core concepts required for success on the NASAA state law and investment adviser licensing exams. This book provides a clear, easy-to-follow summary of essential topics, including state securities registration procedures, investment adviser regulations, ethical standards, portfolio management principles, and client communication rules.

While this guide covers a broad range of important subjects, it is intentionally designed to supplement, not replace, more detailed study materials or formal courses. Readers should use this book to strengthen their understanding of key principles and identify areas where further review or deeper study may be needed.

Ideal for busy professionals or first-time test takers, this guide highlights the most testable information and helps candidates focus their study efforts on what matters most. It offers practical explanations of complex concepts without overwhelming detail, making it an excellent resource for review and reinforcement.

If you’re preparing for the Series 63, 65, or 66 exam and want a fast, focused summary of the critical topics, this guide will help you build a strong foundation and approach exam day with greater confidence.