Business Brokers and Securities Laws

How to Avoid Becoming an Unlicensed Broker-Dealer
Narrated by: Stuart Deal
Length: 39 mins
3.7 out of 5 stars (3 ratings)

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Publisher's Summary

Business Brokers and Securities Laws is a monograph on securities law and finders fees.

©2013, 2014, 2015 Douglas Slain (P)2015 Douglas Slain

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Short and to the point, but fairly useless

Written by a lawyer who offers very little guidance or advice or interpretation, and who instead recites strings of law code. Get your information elsewhere.