Episodios

  • What is this 40 Act?
    Nov 24 2025

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Chip Cunningham and Rhys James to discuss the basics of the 40 Act and private funds.

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    13 m
  • Potential Traps for the Unwary
    Nov 10 2025

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Chip Cunningham and Rhys James to explore key considerations in private offerings. They discuss various aspects of a private offering such as compensation for fundraising, intra vs interstate offerings and foreign investment.

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    12 m
  • What are the Different Ways Securities Can Be Offered and Sold? (Part 2)
    May 22 2025

    On this episode of Raising Capital 101, Tom Voekler is joined by colleague Rhys James for the second half of our two-part series, to continue discussing different ways securities can be bought and sold, focusing on using broker dealers, registered investment advisors, placement agents and financial advisors.

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    15 m
  • What are the Different Ways Securities Can Be Offered and Sold? (Part 1)
    Apr 24 2025

    On this episode of Raising Capital 101, Tom Voekler is joined by colleague Rhys James in this two-part series to discuss the different ways securities can be offered and sold, as well as direct to investor programs and crowd funding.

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    18 m
  • What is a Public Offering?
    Feb 20 2025

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Kathy Lawrence and Chip Cunningham to discuss what an initial public offering or IPO is, the benefit of doing an IPO, and some of the important issues that a company should consider in evaluating whether or not an IPO is the best option.

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    12 m
  • Rule 506 Offerings
    Jan 22 2025

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Mehanna Borostyan and John Watson to dig deeper into Rule 506 offerings under Regulation D and survey the differences between Rule 506(b) and Rule 506(c) offerings.

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    16 m
  • What is a Private Offering?
    Dec 18 2024

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Mehanna Borostyan and John Watson to discuss private placements. In this episode, you'll learn more about the ins and outs of raising capital in a private offering, specifically those conducted under Rule 504, Rule 506(b), and Rule 506(c).

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    14 m
  • What Are the Differences Between Private & Public Offerings?
    Nov 21 2024

    On this episode of Raising Capital 101, host Tom Voekler is joined by colleagues Rhys James, John Watson, and Mehanna Borostyan to break down the main differences between public, quasi-public, and private offerings. In this episode, you'll learn about the time, cost and other differences between different types of offerings – including Regulation D and Regulation A offerings.

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    21 m