The AML Clinic Podcast Podcast Por Michelle Clement arte de portada

The AML Clinic Podcast

The AML Clinic Podcast

De: Michelle Clement
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The AML Clinic Podcast is hosted by Michelle Clement, a former SRA AML Regulatory Manager who has audited hundreds of law firms and authored key SRA guidance now used across the profession.


Expect straight-talking insights, real-world examples, and a look at the blind spots the SRA actually targets.


Created for MLROs, MLCOs, partners, fee earners, and compliance professionals who want to stay ahead and stay out of the next enforcement headline.

© 2025 The AML Clinic Podcast
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Episodios
  • How not to conduct source of funds checks - A Cautionary Tale from the SDT
    Nov 24 2025

    In this episode of The ANL Clinic, we dive into one of the most critical and often misunderstood areas of financial crime prevention: the difference between source of funds and source of wealth.

    We explore a real Solicitor Disciplinary Tribunal case involving a politically exposed person, a £1.1 million transaction and a £1.9million transaction, and serious gaps in due diligence.

    Key takeaways:

    • Why distinguishing source of funds vs source of wealth matters
    • The risks of relying on third-party assurances
    • How compliance failures can lead to disciplinary action

    SRA | Thematic review of source of funds and wealth compliance | Solicitors Regulation Authority

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    27 m
  • When the SRA AML inspector calls – a high street firm’s story
    Nov 24 2025

    In this episode of the AML Clinic podcast, host Michelle Clement interviews Christopher Christou, a solicitor who shares his experiences with SRA AML inspections. The conversation covers the emotional journey of receiving an inspection notice, the preparation involved, and the importance of compliance in law firms. Christopher discusses the challenges of running a small firm, the role of technology in compliance, and the need for a culture of compliance within teams. The episode concludes with myth-busting in AML compliance, emphasising the importance of diligence and awareness in the legal profession.

    Links

    SRA | Guidance on our firm inspections | Solicitors Regulation Authority

    SRA | Sole practitioners' and small firms' use of technology and innovation | Solicitors Regulation Authority

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    28 m
  • The Legal Laundromat: Vulnerabilities in Law Firms
    Nov 24 2025

    In this episode of the AML Clinic, Michelle Clement and Graham Mackenzie discuss the critical issue of money laundering in law firms. They explore the vulnerabilities within legal services, particularly in conveyancing, the role of trust and company service providers (TCSPs), and the implications of tax advice. The conversation also addresses the risks associated with probate and busts the myth that firms without client accounts are not at risk of being used for money laundering. The episode emphasizes the importance of understanding the source of funds and the impact of legal work on local communities.



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    33 m
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