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FINRA Series 22 Exam lessons

FINRA Series 22 Exam lessons

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This Podcast is for the training the financial services representative in the preparation to take the FINRA The Series 22 exam. Often called the Direct Participation Programs Limited Representative Exam, the Series 22 assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative. The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation programs representative, including the solicitation, purchase and sale of limited partnerships, among other products. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 22 exam to obtain the Direct Participation Programs Representative registration. For more information about the SIE and Series 22 exams.©2020 Franz Amussen All Rights Reserved Economía Exito Profesional
Episodios
  • Series 22 Exam Lesson 3: Essential Vocabulary, Part II 2023

    Series 22 Exam Lesson 3: Essential Vocabulary, Part II 2023
    Mar 4 2023

    Person When talking about investing, this is any entity that can form a legally-binding contract (they are of age and of sound mind), and they are allowed to do business in the securities market. These do not only have to be an individual, but can be a partnership, a government agency, a corporation, etc. Limited Partner Rollup This is a transaction that merges or reorganizes two or more…

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    10 m
  • Series 22 Exam Lesson 2 Vocabulary, Part I 2023

    Series 22 Exam Lesson 2 Vocabulary, Part I 2023
    Feb 11 2023

    Sometimes this is just referred to as a “program”. It offers the entire process through economic events and tax burdens. It can be set up in different ways, such as a limited partnership, a limited liability company (LLC) or an S corporation. They can be created as a legal entity to manage interests in a variety of fields, including agriculture, ranching, fossil fuels, minerals, real estate…

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    10 m
  • Series 22 Exam Lesson 1 Introduction 2023

    Series 22 Exam Lesson 1 Introduction 2023
    Jan 26 2023

    FINRA = Financial Industry Regulatory Authority, Inc. It is the self-regulating body for setting standards and regulation for financial professionals. The FINRA Series 22 exam is an essential part of becoming a successful financial professional. You will be able to participate in direct participation programs. (Real estate, oil, equipment, gas, etc.) Also, doing business with limited…

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    10 m
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