Advisory Fee Schedules

In this episode of the Synergy Compliance Podcast, host Scott P. Gill sits down with industry expert Eric Moeller to explore the ins and outs of RIA advisory fee schedules. They dive into the pros and cons of different pricing models—including AUM, flat fees, retainers, and hybrids—and discuss how firms can align their fee structures with both regulatory expectations and client value.

Whether you're refining your current model or building from scratch, this conversation offers practical insights and compliance considerations every RIA should know.