Series 7 No-Fluff Study Guide
2023 – 2024 Simplified FINRA Series 7 study Guide with Over 300 Practice Test Questions and Answers
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Series 7 No-Fluff Study Guide
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Andre Knudsen
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Are you looking to ace your Series 7 exam in one sitting? Or are you seeking to practice the different Series 7 exam questions? If that is the case, then this is the right guide for you.
The Series 7 exam is a follow-up test that must be passed in addition to the Securities Industry Essentials exam to get registered as a General Securities Representative and more. You cannot pass the Series 7 test without reading this exceptional guide, which serves as the essential reference you need to assist you through your preparation and what to expect. It covers all you need to know to get a pass mark of 72 percent including what Series 7 is all about, who administers the exam, what is investment banking, how to register for the exam, options, municipal funds, securities, tips, and tricks, and of course, more than 100 questions and answers.
The Series 7 exam is no easy walkway; it consists of 125 questions and must be completed in three hours and 45 minutes. However, if you have adequately prepared yourself with this guide, then you will have little or no problem when sitting for the exam.
Here are some of the things you stand to learn from this guide:
• What FINRA Series 7 Entails• Meaning of Investment Bank
• Who employs FINRA Series 7 Professionals?
• The New Official FINRA Exam Setup
• What you can do with a FINRA Series 7 License
• Prerequisite for Series 7 Exam Eligibility
• Other Licensing Dependent on Series 7
• Proof of Series 7 Passing
• Changes in Series 7 Exam Length, Time, and Cost
• Role of a FINRA Series 7 License
• What is Equity Research?
• The function of Equity Research
• Starting with the Fundamentals: Common Stock
• Municipal Bonds: Local Government Securities
• Managing your debt
• Collecting taxes, fees, and penalties
• Over-the-counter negotiations of transactions
• OTC market makers
• Non-NASDAQ securities
• Understanding the Function of a Broker-Dealer
• Ten Exam Series 7 Pitfalls to Avoid
• Ways to Begin Your Career Successfully
• Benefits of FINRA Exam and Registration
• Exams for Qualification & Waivers
• Exam-related conduct and confidentiality
• Series 7 Frequently Asked Questions
• And Lots more
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