Conquer the Series 4 Exam in Under 90 Minutes: Rapid Prep for the Registered Options Principal Qualification Exam

De: Philip Martin McCaulay

Narrado por: Virtual Voice

Master the essential concepts for the Registered Options Principal Qualification Exam—fast. Conquer the Series 4 Exam in Under 90 Minutes delivers a streamlined, high-yield review of the supervisory and regulatory knowledge required to oversee options trading at a broker-dealer.

In this focused guide, you’ll cover the core areas tested on the Series 4, including options market structure, compliance requirements, recordkeeping rules, communications standards, and supervision of registered representatives. You’ll learn the key provisions of FINRA and SEC regulations, how to monitor trading for compliance, and how to apply options strategies within a regulated environment.

Designed for efficiency, this rapid prep resource trims away unnecessary detail while reinforcing the critical points most likely to appear on your exam. Short chapters, clear explanations, and exam-day tips keep you engaged from start to finish—making it ideal for busy professionals who need results quickly.

If you’ve already invested time and money into preparing—don’t leave success to chance. This concise, targeted review is here to help you pass the first time and advance your securities career with confidence.

This study guide is independently authored and is not affiliated with, endorsed by, or sponsored by FINRA or any other regulatory body. This book is intended as a supplemental study aid and does not replace comprehensive preparation programs, official exam materials, or professional training courses. Passing the exam requires a combination of this review, deeper study, and practical understanding of options regulations, supervision, and compliance.