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Conquer the Series 26 Exam: Study Guide for the Investment Company and Variable Contracts Products Principal Qualification Exam
- Narrado por: Virtual Voice
- Duración: 3 h y 38 m
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Conquer the Series 26 Exam: Study Guide for the Investment Company and Variable Contracts Products Principal Qualification Exam
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Este título utiliza narración de virtual voice
Resumen del Editor
The book provides in-depth explanations of anti-money laundering compliance, sales practices, suitability, and the supervision of various investment products, such as mutual funds and variable annuities. Emphasis is placed on the importance of monitoring trading activities, marketing, promotional efforts, and managing conflicts of interest. Each chapter is designed to provide practical insights and real-world examples, helping you apply key concepts effectively in your role.
Comprehensive policies and procedures, best practices, and continuous improvement strategies are highlighted to ensure ongoing compliance and ethical conduct. The final chapter offers a thorough recap of the entire guide, emphasizing the most critical points to remember for the exam. With clear explanations, detailed examples, and expert guidance, Conquer the Series 26 Exam equips you with the knowledge and confidence to succeed in your role as an investment company and variable contracts products principal and achieve exam success.
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Lo que los oyentes dicen sobre Conquer the Series 26 Exam: Study Guide for the Investment Company and Variable Contracts Products Principal Qualification Exam
Calificaciones medias de los clientesReseñas - Selecciona las pestañas a continuación para cambiar el origen de las reseñas.
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Total1 out of 5 stars
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Ejecución1 out of 5 stars
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Historia1 out of 5 stars
- James Alford
- 06-20-24
No useful information
I obviously got this book to help me study for the Series 26. I can get past the fact that it’s narrated by AI, but this was SO boring.
I can summarize each chapter for you. Take the name of the chapter, and then talk about how they need to keep good records, communicate, and create a “culture of compliance”…. And that’s it!!! No useful information at all. Don’t waste your time
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